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Sharebuilder

Subject: Regulation - Securities and Exchange Commission (U.S.)

Last-revised: 22 Dec 1999
Contributed-By: Dennis Yelle

Just in case you want to ask questions, complain about your broker, or whatever, here's the vital information:

Securities and Exchange Commission
450 5th Street, N. W.
Washington, DC 20549

Office of Public Affairs: +1 202 272-2650
Office of Consumer Affairs: +1 202 272-7440

SEC policy concerning online enforcement: http://www.sec.gov/enforce/comctr.htm

A web-enabled complaint submission form: http://www.sec.gov/enforce/con-form.htm

E-Mail address for complaints: enforcement@sec.gov

Previous article is Regulation: Margin Requirements
Next article is Regulation: SEC Rule 144
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